
Niklas Nierhoff
Fähigkeiten und Kenntnisse
Werdegang
Berufserfahrung von Niklas Nierhoff
- Bis heute 6 Jahre und 5 Monate, seit Jan. 2019
Senior Compliance Officer
LGT Bank AG
- 5 Jahre und 6 Monate, Nov. 2009 - Apr. 2015
Senior Business Risk Manager
UBS - Investment Products & Services
Business Risk Manager covering Investment Products & Services across functions globally - Leading IPS Europe Risk Management across 13 locations (incl. Middle and South America) - Coordinating Regulatory Projects across European locations (e.g. AIMFD, EMIR) - Implementation of the Global Suitability Policy in European Locations - Building up and leading Global Risk Assessment Process for Senior Management - Conducting Overall Risk Assessment and preparing proposals for the Global Risk Committees
- 3 Jahre und 3 Monate, Aug. 2006 - Okt. 2009
Business Risk Manager
UBS - Investment Management
Business Risk Manager responsible for the entire field of Investment Offerings including Discretionary / Advisory Business and Alternative Investments, i.e. - Leading complete front-to-back process reviews in several sectors and locations - Conducting risk assessments as requested by Senior Management - Project manager for MiFID Implementation Project (Project Team size: up to 50 persons)
- 4 Jahre und 11 Monate, Sep. 2001 - Juli 2006
Financial Audit Assistant
KPMG
Financial Audit Assistant specialized in Banking and Finance/ Securities and Investment Management”
- 10 Monate, Feb. 2005 - Nov. 2005
Consultant
KPMG Japan
International Assignment in Japan as Advisory Consultant SOA 404 Compliance Project: Internal Control Process Review for the Japanese Bus/truck division of a German automotive company
- 1 Monat, Juli 1999 - Juli 1999
Internship in Treasury and Corporate Banking
Commerzbank K.K, Tokyo
- 1 Monat, Feb. 1999 - Feb. 1999
Internship
German Embassy, Tokyo
Internship in Legal/Consular Section, Economic Affairs Department, Political Department, Press Section
- 7 Monate, Sep. 1996 - März 1997
Internship
Nippon Boehringer Ingelheim, Osaka / Japan
Internship in Department of Finance, Accounting Department, Department of Cost Accounting
- 3 Monate, Aug. 1994 - Okt. 1994
Internship
Boehringer Ingelheim, Ingelheim / Germany
Internship in Marketing Department (evaluation of customer survey, Statistical data analysis)
Ausbildung von Niklas Nierhoff
- 4 Jahre, März 1997 - Feb. 2001
Business Management at the East-Asia Institute
Ludwigshafen School of Business
Business management with focus on Japanese economy
- 1 Jahr und 1 Monat, Sep. 1995 - Sep. 1996
Japanese language program
Toyo-University, Tokyo
- 2 Jahre und 11 Monate, Okt. 1992 - Aug. 1995
Japanese Studies and business management
University of Marburg
Sprachen
Deutsch
Muttersprache
Englisch
Fließend
Japanisch
Fließend
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