Jordi Borja Cotolí

Berufserfahrung von Jordi Borja Cotolí

• Bis heute 1 Jahr und 4 Monate, seit Jan. 2023

  Head of Internal Audit

  BBVA Suiza

• Bis heute 5 Jahre und 9 Monate, seit Aug. 2018

  Strategy Director Internal Audit

  BBVA

• 2 Jahre und 10 Monate, Nov. 2015 - Aug. 2018

  Head of Internal Audit

  BBVA Chile

  -Assessments and deployment of corporate policies to address financial reporting -Conducted completed audit life-cycle, overseeing strategic planning, team development, reporting, evaluations, risk mitigation, and business development. -Inside and outside legal counsel management for fraud investigations, financial reporting and disclosures. -Develop subject matter role for each staff person, resulting in greater coverage of the audit universe and more timely identification of emerging business risks.

• 2 Jahre und 9 Monate, März 2013 - Nov. 2015

  Head of Internal Audit

  BBVA Suiza

  -Monitored adherence to various regulatory, legal and company prescribed procedures and internal controls : ESMA, MiFID I & II, Circular 1/2014, SEPA, CNMV policies and regulations, AML, Conflicts of Interest, Private Placement rules, Best Execution and Market Abuse. -Successful support and monitoring controls to cross-border activities in private banking. -Monitoring of risk-focused models of compliance and Anti Money Laundering solutions in private banking business

• 5 Jahre und 9 Monate, Juli 2007 - März 2013

  Supervisor Internal Audit (CIB&GM)

  BBVA

  -Planned and executed operational audits of various business areas using risk-based audit methodology. -Tested the design and effectiveness of internal controls by completing walk-throughs of complex business processes. Monitoring remediation plans to confirm proper resolution. - Provided leadership and technical guidance in conducting performance, operational, and financial-related audits in accordance with IIA Standards.

• 4 Jahre und 4 Monate, Apr. 2003 - Juli 2007

  Supervisor

  KPMG

  Plan and conduct operational and financial audits to assure financial statements area fairly presented in alignment with Spanish GAAP and IFRS. Credit Risk analysis of Client`s Portfolios. Tested internal controls to ensure effectiveness, and generated comprehensive reports on audit findings. Coordinate audit assignments and ensure awareness of relevant issues impacting operations and audits.