Olivier Philippe Eltschinger

Defined and established risk governance, proactively identified, assessed key risks and proposed solutions for sustainable mitigation. Implemented and further developed UBS Operational Risk Framework. Defined risk governance and control framework for Asset Management carved out new Swiss legal entity. Delivered information security advice and requirements for transformation projects (offshoring of Asset Management Middle Office to Poland, new global IT platform, sale of fund administration business).

Defined strategy for group-wide management of operational tax, elaborated concepts and designed target-operating model, resulting in effective and efficient management. Led implementation of strategy and rolled out operating model by leveraging/consolidating existing knowledge and resources into new competence center (global, cross divisional function). Established new local function in every EMEA / APAC WM Location and integrated IB Tax units, substantially enhancing operational tax compliance.

Led and managed a team of business project leaders. Developed a fundamentally new profiling concept including client and product risk profiles and led its successful implementation as part of the “Four Step Advisory Experience” Program. Successfully managed the dissolution of the existing client profiling application and the integration in the new “Client Advisor Workbench” (including data migration).

Product Manager for tax products and services Developed product strategy, determined marketing activities and distribution channels as well as pricing model, substantially increasing the business volumes and revenues. Improved efficency and effectiveness by automating process steps. Negotiated advantageous rates with software vendor. Performed functional management duties (monitoring of double taxation treaties, impact analysis, instructions and guidance to processing and front units).

Deputy Head Tax Reporting & Tax Reclaim Services (07.1998 - 08.2001) Head Reporting Custody Fees & Client Reporting (09.1997 - 06.1998) Ensure delivery of daily business, define business requirements to further develop IT solutions, reengineer and optimise related processes for ISO9001 certification. Head Controlling Securities Services, Securities Lending (08.1995 - 08.1997) Develop custodian bank’s control duties for real estate funds, monitor compliance with fund rules and investment guidelines.

Traineeship at UBS Global Asset Management London Ltd. as part of the UBS Staff Exchange Program to promote key talents. Worked as business manager of a senior executive (organisation, correspondence, presentations, MIS, ad hoc mandates). Performed job rotations within the different units to become familiar with the asset management business. Gained a sound knowledge of the asset management business. Developed, rolled out and supervised new MIS, improving data quality and senior management reporting.

Functional Management Securities Administration and Collateral Loans (01.1992 - 12.1994) Specialist functional management securities, provide functional support to branches and other internal units, design and rollout regional policies and technical instructions to all branches in Switzerland, organise conferences and workshops. Securities Administration (06.1990 - 12.1991) Securities specialist for Swiss corporate actions.

Allround traineeship with deployment in different domains such as capital markets (new issuances, proprietary holdings), mortgages, credit (analysis of balance sheets), accounting and client relationship management. Gained sound knowledge of the banking industry in general and the organisation of a cantonal bank in particular.