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Regulatory Compliance Officer

Regulatory Compliance Officer

Regulatory Compliance Officer

Regulatory Compliance Officer

Robert Walters Switzerland

Banken, Finanzdienstleistungen

Zürich

  • Art der Beschäftigung: Vollzeit
  • Vor Ort
  • Zu den Ersten gehören

Regulatory Compliance Officer

Über diesen Job

We are looking for a Regulatory Compliance Officer to join our client in Zurich or Geneva, on an unlimited employment contract basis.
Regulatory Compliance Officer
About the role:
  • Provide independent Compliance oversight on governance and regulatory matters

  • Prepare management information, dashboards, and reports for senior leadership and the Board

  • Support governance forums and regulatory oversight committees (materials, tracking, follow-ups)

  • Monitor regulatory developments and support regulatory change implementation

  • Assist with regulatory projects, investigations, and supervisory enquiries

  • Maintain and update Compliance policies and procedures

  • Act as key contact for audits, surveys, and regulatory submissions

  • Support incident management and internal investigations

  • Deliver Compliance training to business teams

About the Candidate:
  • 5+ years' experience in Compliance, Legal, Audit, Control Function, or financial authority (Swiss financial industry)

  • Strong knowledge of Swiss financial regulations and governance

  • Good understanding of financial products and Wealth Management

  • Analytical, detail-oriented, and well structured

  • Confident working with senior stakeholders and cross-functional teams

  • Proactive, solution-oriented, and accountable mindset

  • Strong report writing and presentation skills

  • Fluent in English (German or French a plus)

Robert Walters Switzerland AG
Valentina Ciherean
+41 44 809 3519

Unternehmens-Details

company logo

Robert Walters Switzerland

Personaldienstleistungen und -beratung

1.001-5.000 Mitarbeitende

Düsseldorf, Deutschland

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