Andreas Bachmann

Legal&Compliance Mandate management and client advisory services Compliance, risk management and legal Preparation of FINMA licence applications Responsibility for Data Protection Project collaboration, management Support in preparation of offers

VSB, AML and KYC responsible FATCA/AIA contact point, clarification and advice Compliance screenings, monitoring, risk assessments Contract Management and legal advice Prepare monthly and quarterly financial statements Accounting, accounts payable ALM and liquidity management Deputy function of the head of department Legal advice

Carry out legal clarifications (including administrative law, building law, tendering law, environmental law) Legal audit of management transactions, dispositions Create legal documents

Legal clarifications in the areas of company law, inheritance law, tax law Preparation of minutes, checking annual accounts Assisting the lawyers with legal documents and procedures Contract management

Advise on interpretation application of relevant rules, regulations, market event, best market practices and internal policies Ensuring regulatory Compliance with transaction containing material non-public information Advising on information barriers, dealing with insider information Maintaining Watch and Restricted Lists, including implementation of and advice on Research, Sales and Trading restrictions on publicly announced transactions Ensuring Compliance with regulatory requirements

Examination of existing contracts, analysis of contractual clauses Determination, preparation of implementation regarding compliance Head of investigations, clarifications adjustment privacy policy GDPR with business units and the legal department Contract negotiations with suppliers Communication and negotiation with customers Create reports

Responsible for the overall project management of Facility Management mandates Training and instruction of employees Support of operative executives in technical matters Ensuring compliance with legal standards and customer specifications Determination of optimization measures, quality assurance measures, audits

Project management and collaboration with internal specialist departments Lead external service provider Elaborate and launch operational process optimization Contract Management Lead meetings, financial planning and control Optimization of business process Create quality control system, internal standards, SOP, QAP’s

To ensure cleaning quality, carry out quality controls Implementation of the cleaning (seat ABB) Controlling/editing accounts

Project management, create quality system, data management Plan and carry out worldwide audits of aircraft hygiene from Swiss Contract Management Implement and ensure quality standards Consult external companies at Swiss outstations concerning hygiene and quality Contact person from Swiss Airlines concerning quality and hygiene

Planning, coordination, realization of infrastructural, technical projects and facility service performance for UBS offices/buildings Consult clients, conduct negotiations with external service providers, service level agreements Identify problems, risks and find out cost effective solutions, which relate to the client’s needs and internal standards Substitution and assumption of infrastructural projects