Jordi Borja Cotolí

-Assessments and deployment of corporate policies to address financial reporting -Conducted completed audit life-cycle, overseeing strategic planning, team development, reporting, evaluations, risk mitigation, and business development. -Inside and outside legal counsel management for fraud investigations, financial reporting and disclosures. -Develop subject matter role for each staff person, resulting in greater coverage of the audit universe and more timely identification of emerging business risks.

-Monitored adherence to various regulatory, legal and company prescribed procedures and internal controls : ESMA, MiFID I & II, Circular 1/2014, SEPA, CNMV policies and regulations, AML, Conflicts of Interest, Private Placement rules, Best Execution and Market Abuse. -Successful support and monitoring controls to cross-border activities in private banking. -Monitoring of risk-focused models of compliance and Anti Money Laundering solutions in private banking business

-Planned and executed operational audits of various business areas using risk-based audit methodology. -Tested the design and effectiveness of internal controls by completing walk-throughs of complex business processes. Monitoring remediation plans to confirm proper resolution. - Provided leadership and technical guidance in conducting performance, operational, and financial-related audits in accordance with IIA Standards.

Plan and conduct operational and financial audits to assure financial statements area fairly presented in alignment with Spanish GAAP and IFRS. Credit Risk analysis of Client`s Portfolios. Tested internal controls to ensure effectiveness, and generated comprehensive reports on audit findings. Coordinate audit assignments and ensure awareness of relevant issues impacting operations and audits.