Kristy Schmid

Contracted to perform SOX 404 Testing in Broadcom Ltd (former employer)

• Assessed risks and developed audit programs for site audits and operational audits including but not limited to Order Management, Stock Administration, Patents, and Pension Review • Assisted in annual risk assessment in financial and business areas to develop annual audit plan • Assisted in annual SOX scoping and risk assessment • Performed SOX audits including walkthrough and testing of different cycles

• Geared the Company toward US GAAP accounting • Assisted in the preparation of year-end financial statement • Prepared quarterly cash flow • Performed analysis on inventory lower-of-cost or market, excess & obsolescence, goodwill & intangible impairment, and allowance for doubtful accounts • Took ownership of accrual accounts including reconciliations and product cost allocations as part of the financial close

• Conducted substantive audit procedures and performed analytical reviews • Conducted SOX 404 audit including walkthrough and testing. • Primary Lead and contact for public engagement in the delegation of tasks to four team members • Responsible for the planning of the audit field work • Completed and reviewed Form 10-K and 10-Q tie-outs for SEC filings • Prepared the audit committee reports and participated in the post-audit meetings with management