Xavier BARTHES

(Replacement of Maternity leave until march 2015) Risk Control Officer's role is to make sure an adequate set-up of control and supervision of risks is in place accordingly to external and internal requirements.

Ensuring that all Processes of the Client Administration department comply with Internal (Group guidelines) and External (FATCA, NPA, OBA & CDB08) rules. Building an efficient Internal Control Framework.

- Supporting project management by providing compliance and operational risk advices and guidance in relation to existing and new projects. - In charge of the processes set-up and controls relative to the operational risks in bank projects. - Risk manager for the compliance department - Project manager of the bank's empowerment in the postal network.

- Internal audit functions on the whole bank activities and subsidiaries - Risk mapping and assessment. - Audit team management. - Reports writing and recommendations presentation and following.

- Internal audit functions including the follow-up of External Audit recommendations - Internal Control activity: Set-up and Controls of operational and general processes. - In charge of processes set-up and controls relative to the operational risks (Basel II). - Management of the legal part of the activity (contracts, tax, etc.).

- Internal Control activity: o Reporting to the French Authorities o Set-up and Controls of the operational processes o Set up of the procedure handbook and development of control program. - Processes set-up and controls relative to the operational risks (according to Basel II). - Compliance officer for the subsidiary - In charge of the Anti Money Laundering (KYC)

- French Funds auditor. - Diagnostic and recommendations to optimise cash flows of PRADO Gestion. - Recommendations for the data consolidation on the international reports (Hyperion) of CCF to HSBC. P&L accounting data base analysis. - Deployment of GPF (fund managing tool) for CLAM Finance, Crédit Lyonnais‘s subsidiary. - Contracting authority assistant on important projects : o Set-up and tests on internal auditing tool for funds (benchmarking) o Assistance and certification of FINAMA A.M. (AIMR st

Business & Management School leading to masters level qualification. Finance stream