Regulatory Officer (f/m/d)
Regulatory Officer (f/m/d)
Regulatory Officer (f/m/d)
Regulatory Officer (f/m/d)
exchange operators Eurex Frankfurt AG
Banken, Finanzdienstleistungen
Frankfurt am Main
- Art der Anstellung: Vollzeit
- 58.500 € – 76.500 € (von XING geschätzt)
- Vor Ort
- Zu den Ersten gehören
Regulatory Officer (f/m/d)
Über diesen Job
Company: Deutsche Börse Group
Your area of work
Trade Venue Regulation & Governance supports the trading venues of Eurex Deutschland, Frankfurt Stock Exchange and Eurex Repo as well the exchange operators Eurex Frankfurt AG and Deutsche Börse AG in complying with applicable regulatory frameworks, designs and implements solutions to adequately meet regulatory requirements. Thereby it carefully balances requirements of markets and regulator’s interests and continuously reviews its effectiveness.
The unit Regulatory Framework & Implementation focusses on assisting business units in complying with the legal framework and if necessary, drives implementation of required changes to internal and external rulebooks as well as internal guidelines and processes. In addition, the unit supports and implements strategic initiatives and central projects including processing of findings from internal and external audits within Eurex and the Cash Market.
Your responsibilities
- Conduct independent analysis of new and/or amended regulations to assess their impact on the cash and derivatives markets
- Advise management on implications of regulatory changes
- Independently respond to regulatory inquiries and requests from stakeholders.
- Implement DORA related initiatives, including maintenance of the third-party risk management strategy and registry of Critical or Important Functions (CIFs)
- Central contact for outsourcing relations, including the preparation of notifications of the intention and execution of material outsourcing relationships under applicable laws.
- Assistance with the implementation and ongoing management of compliance-related activities
- Assess and apply data protection requirements to ensure continuous compliance with relevant laws and regulations
- Present relevant information and topics for decision-making to the Management Boards of the exchanges and its exchanges operators, as well as other applicable committees
Your profile
- You have a university degree in law, economics, or another relevant discipline.
- You have at least three years of relevant experience in the financial industry. A good understanding of Eurex/Deutsche Börse Group in particular of cash, derivatives and repo markets, their structures, functionalities as well as products would be an advantage
- You have excellent communication and organizational skills, along with resilience and the ability to work independently
- You are proficiency in written and spoken English and German
- Knowledge of financial market regulation (in EU and/or USA) or regulatory framework conditions affecting the financial market is an advantage