Alexander Böting CAIA CIPM PRM

Leading a team of experts which is responsible for the technical implementation of regulatory, contractual, internal and counterparty restrictions into the asset management system used. It also includes feasibility analysis and development of complex investment restrictions. The team provides advice to various internal teams in regards to pre- and post-trade monitoring of investment restrictions. In addition, responsibility for the counterparty due diligence process relating to broker account onboardings.

Implementation/coding of contractual and regulatory investment restrictions within the asset management software Aladdin. Quality assurance of investment platform (Aladdin) including detailed review of coded/implemented investment restrictions of external vendor. Pre- and post-trade support for internal teams including defect resolution and enhancement/efficiency increase of used restrictions.

Coding of investment guideline restrictions in Eurosycomore. Implementation of investment funds during acquisition project of ext. custodian. Investment compliance monitoring of contractual and regulatory restrictions. Performing of market conformity checks for trade execution at fair value.

Monitoing and coding of investment restrictions in MIG21. Feasibility analysis and adjustment of complex investment restrictions. Supporting of migration project (MIG21). Performing of market conformity checks for trade execution at fair value. Oversight of benchmark licenses.

Finance und Accounting