Frank Fischer

• Managing complex and large scale audits, advisory projects, remediation assignments and regulatory assurance projects for large financial services corporations with regards to Anti Financial Crime, Anti-Money Laundering (AML), Counter Terrorist Financing (CTF), Client Lifecycle Management (CLM) including Know-Your-Customer (KYC), Transaction Monitoring, Sanctions Screening, Internal Control Systems and Compliance program. • Interacting with key stake holders including regulators on the topics of AML

• Managing advisory and regulatory assurance projects for large financial services corporations with regards to Anti Financial Crime, Anti-Money Laundering (AML), Counter Terrorist Financing (CTF), Client Lifecycle Management (CLM) including Know-Your-Customer (KYC), Transaction Monitoring, Sanctions Screening, Internal Control Systems and Compliance program. • Managing regulatory assurance assignments in the area of AML, CTF, CLM, Compliance and Internal Audit.

• Worked on advisory projects for large financial services corporations with regards to Anti Financial Crime, Anti Money Laundering, Transaction Monitoring, Sanctions Screening and Compliance. • Worked on advisory projects for large financial services corporations with regards to the classification and measurement of financial instruments. Provided feedback and presented solutions to management.

• Audited middle to large financial services companies on various types of assignments. • Supported the Capital Market & Accounting Advisory Services group in writing business concepts, presentation slides and various publications with regards to IFRS 9 and IFRS 13.

• Conducted in-depth individual and group classes on standardized admission tests like GMAT, GRE, or SAT. • Successfully supported clients to qualify for the best business schools worldwide through assessing the client’s individual skill set, creating personalized strategies and offer client-focused expert advice throughout the application process.

• Independently analyzed and audited fixed assets, accounts receivables, and various other balance sheet positions in various medium-sized to large stock corporations as a fully integrated member of the auditing team. • Improved group efficiency by proactively identifying opportunities to implement alternative auditing practices.

• Research and analyze current and potential holdings using a top down approach. Create valuation models using discounted cash flow, economic value added, and relative multiple analysis to make buy, sell and hold recommendations. • Evaluate risk exposure within the portfolio and factors which drive the portfolio to perform above its benchmark. • Prepare and present analysis and recommendations to the Henry Fund Investment Advisory Committee.

Principal Global Investors · Quantitative and qualitative research, debt rating evaluation, relative valuation, forecasts on credit quality. · Partnered with portfolio managers to monitor and manage asset portfolios. · Created daily and weekly reports in excel for portfolio evaluation purposes and enhanced the files with macros.

• Consulted with high-value bank customers to identify and recommend investment strategies in the areas of equities, fixed income, and real estate. Received managerial and compensatory recognition for exemplary performance. • Acquired new customers and deepened existing customer relations. • Selected by management for a group project to evaluate and improve their accounts receivable portfolio.

• Analyzed customer portfolios identifying gaps in diversification strategies. Initiated conversation with clients to identify and realize bank profit opportunities while optimizing customers’ financial performance. • Identified need to assist new apprentices with transition into banking role. Created materials for and delivered training in a workshop that has since been emulated and repeated for new hires across the organization.

Investment Management, Corporate Finance

Finance Accounting