Laura Hinojo Domene

Analysis and implementation of international sanctions regulations-UN, EU, OFAC Analysis of transactions that may breach international sanctions regulations, especially payment orders and treasury transactions Implementing and monitoring compliance with Regulation 847/2015 Ensuring compliance with Group policy and all local external Laws and Regulations Developing and maintaining procedures Coordination with operations centre Resolution of queries Participation in training plans

-Identification, analysis and monitoring of new regulations, products and activities as well as associated action plans, including MiFID II -Participation in MiFID II working groups -Participation in new product and business committees -Development and maintenance of procedures - suitability and appropriateness assessment, clients categorisation and products classification -Support to IT department in the adaptation of software to regulatory requirements -Participation in training plans

Help desk: -Contacting clients for the resolution of doubts or queries. -Payments and reimbursements management -Complaints management -Client order execution Administration department: -Management of leads -Creation of client accounts -Database management.