Leos Peta

Bis 2024, Compliance Specialist, CREDITAS, B.V. odstepny zavod (Branch)

Fähigkeiten und Kenntnisse

Compliance
Corporate Governance
Anti Money Laundering
Management
Banking
Leadership
Reporting

Werdegang

Berufserfahrung von Leos Peta

  • 9 Monate, Aug. 2023 - Apr. 2024

    Compliance Specialist

    CREDITAS, B.V. odstepny zavod (Branch)

    Monitoring of legal changes and evaluation of their impact to CREDITAS Group (financial holding company, further FHC), supervision of implementation of legal changes and regulation, advisory in the area of compliance, cooperation on monitoring and compliance risk management on level of FHC, processing of compliance checks on level of FHC, coordination of corporate governance processes for top holding companies, governance (management) and cooperation on creation of group internal guidelines

  • 2 Jahre und 3 Monate, Mai 2021 - Juli 2023

    Team Leader - Financial Markets Sales Support

    Česká spořitelna, a.s.

    Management and unit activities coordination with focus to preparation of contractual documentation, preparation and provision of managerial and regulatory reports, management and coordination of communication with regulators, activities to ensure compliance of FM trading and sales operations with regulatory standards mainly with focus to MiFID and EMIR, participation in the definition and implementation of business models, products, processes and information systems, with emphasis on regulatory compliance

  • 1 Jahr und 6 Monate, Nov. 2019 - Apr. 2021

    Customer Journey Expert - Financial Markets Squad

    Česká spořitelna, a.s.

    Activities to ensure compliance of financial market trading and sales operations with legal and regulatory standards, participation in the definition and implementation of business models, products, processes and information systems, with emphasis on regulatory compliance, communication with regulatory authorities, co-operation on implementation of new or modified functionality of respective information systems (all with application of agile management principles)

  • 1 Jahr und 4 Monate, Juli 2018 - Okt. 2019

    Senior Trad. and Sales Ops Spec. - Corporate Banking and FM Support

    Česká spořitelna, a.s.

    Activities to ensure compliance of financial market trading and sales operations with legal and regulatory, participation in the definition and implementation of business models, products, processes and information systems, with emphasis on regulatory compliance, communication with regulatory authorities, co-operation on implementation of new or modified functionality of respective information systems

  • 2 Monate, Apr. 2018 - Mai 2018

    Compliance Specialist

    Expobank CZ a.s.

    Compliance, regulatory bodies communication, methodology mainly in the area of investment services, control activities in the area of PRIBOR contribution

  • 2 Jahre und 7 Monate, Sep. 2015 - März 2018

    Compliance Specialist

    Česká exportní banka, a.s. (Czech Export Bank)

    Compliance and AML activities, international sanctions, regulatory bodies communication, methodology

  • 6 Monate, März 2015 - Aug. 2015

    Self-employed

    Self-employed

    Consultancy, acquisition and sales in the area of textile art, art materials and insurance

  • 1 Jahr und 4 Monate, Jan. 2012 - Apr. 2013

    Team Leader - Markets Regulation Team

    Česká spořitelna, a.s.

    Communication with regulatory authorities, reporting obligations, cooperation on methodology for financial markets, compliance activities, projects

  • 5 Jahre und 6 Monate, Juli 2006 - Dez. 2011

    Senior Process Management Specialist - FM Sales Support

    Česká spořitelna, a.s.

    Communication with regulatory authorities, reporting obligations, compliance activities, participation and leadership projects led by the bank in the financial markets area, cooperation on methodology for financial markets, management of administration and development of K++ (system for asset management and private banking services) (until 2009)

  • 7 Monate, Apr. 2005 - Okt. 2005

    Deputy Manager - Issuer Services Dept.

    Česká spořitelna, a.s.

    Management of administration and development of DON (main system for sale of financial markets products in the branch network)

  • 10 Monate, Juli 2004 - Apr. 2005

    Senior Clients Services Specialist - FM Product Distribution

    Česká spořitelna, a.s.

    Management of development and implementation of financial market products for retail distribution and related development of business and settlement systems

  • 2 Jahre und 6 Monate, Jan. 2002 - Juni 2004

    Manager Workflows and Re-engineering Dept.

    Česká spořitelna, a.s.

    Management of settlement of securities for retail clients (PSE - market segments AOS / KOBOS, bonds and obligations), methodology in the area of settlement of financial markets, management of administration and development of systems for financial markets and financial markets settlement, participation and leadership projects led by the bank related to financial markets and financial markets settlement

  • 1 Jahr und 2 Monate, Nov. 2000 - Dez. 2001

    Manager - Foreign Mutual Funds Settlement Dept.

    Česká spořitelna, a.s.

    Management of settlement of participation certificates and shares of foreign mutual funds, methodology of sales for branch network

  • 3 Jahre und 5 Monate, Juni 1997 - Okt. 2000

    Senior Officer

    Erste Bank Sparkassen (CR), a.s.

    Custody services, settlement of foreign securities, corporate actions

  • 2 Jahre und 4 Monate, Jan. 1995 - Apr. 1997

    Sales Representative

    Exprit, s.r.o.

    Sale of software applications for office automation

Ausbildung von Leos Peta

  • 2008 - 2010

    Business Law (lifelong education)

    Masaryk University in Brno, Faculty of Law under Authority of Nottingham Trent University

  • 2004 - 2008

    Business Law

    College of Karlovy Vary

  • 1998 - 2002

    Business Administration

    MIAS of CTU under Authority of Sheffield Hallam University – School of Bus. and Fin.

  • 1998 - 2002

    Business Administration

    MIAS of CTU under Authority of Sheffield Hallam University – School of Business and Finance

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