Magdalena Köller

• Managed end to end process of low risk portfolio of funds: on-boarding, monitoring exposure against credit limits, defining credit lines, resolving margin and collateral disputes and/or fails • Prepared targeted analysis of process enhancements and contributed to new business initiatives e.g. limit setting methodology, optimization of account opening tool, led numerous remediation projects • Supervised workflows with the data integrity Team in Bangalore

• Conducted quality assurance and internal audit of Know Your Customer (KYC) profiles escalated as high risk • Assisted and provided information to support Suspicious Activity Reports (SAR) for regulatory filing • Conducted KYC training initiatives for the New Client On-boarding Team

• Performed AML investigations and compliance reviews particularly in relation to high risk customers • Prepared reports of findings for Compliance and Business management • Reported to Board & Management on implementation, evaluation, development of AML/KYC project • Supervised document management process and performed audit checks

• Coordinated & maintained database of Net Asset Value (NAV) • Monitored trading relationships with Firm's key brokerages

Englisch, Latin und Polnisch Literatur