Samuel Kessler
Fähigkeiten und Kenntnisse
Werdegang
Berufserfahrung von Samuel Kessler
- Current 1 year and 10 months, since Aug 2024
Head Acquisition and Marketing
GoCompliant AG
- Current 7 years and 5 months, since Jan 2019
Head of Policy, Risk & Control Switzerland, UK and EMEA
Credit Suisse
- Provision of Risk Advice and Risk Assessments (1LoD) - Responsible for annual HR 2LoD process - Member of COVID crisis core team Switzerland - Facilitation of HR’s External Disclosure Committee - Facilitation of Audit Activity - Implementation and Operation of ERCF, Supervisory Controls and SOX 404 frameworks - Representation of HR Switzerland and EMEA in Crisis Organization Member of Integration Team / UBS Acquisition
- 3 years and 9 months, Apr 2015 - Dec 2018
Head HR Policy, Risk & Control
Credit Suisse
Head HR Policy in Switzerland and global Head Risk & Control for the HR Division division manages a team and acts as the central authority for HR policies and compliance in Switzerland. He is also the regional subject matter expert for HR administrative processes, and oversees the Risk & Control governance and framework for the HR division globally.
- 10 months, Jun 2014 - Mar 2015
Taskforce Regulatory Investigations
Credit Suisse
Senior Consultant in the U.S. Tax Matter resolution team within General Counsel. Various responsibilities related to implementation of undertakings arising out of the settlement with U.S. authorities, including facilitation and point of contact for external monitor.
- 1 year and 11 months, Jul 2012 - May 2014
Head Global Programs & Systems (General Counsel COO)
Credit Suisse
Global initiatives include: - Supervisory Control Platform (Application & Governance) - Collation of Operational Losses - Tracking and Reporting of Legal Cases/ Compliance Issues/ Customer Complaints - Electronic Data and Matter Management incl. Archiving - Tracking of Implementation of Audit and Regulatory Findings - Central Handling of OTC Agreements - Consolidation of Transaction and Position Data for Trade Surveillance/ Personal Account Trading/ PLM/ - Regulatory Security Journal
- 3 years and 4 months, Mar 2009 - Jun 2012
Head Global Control & Reporting Framework (General Counsel)
Credit Suisse
- Roll-out of Supervisory Control Framework - Management and operation of Integrity Hotline CH/ Europe - Project Owner Document and Matter Management
- 2 years and 2 months, Jan 2007 - Feb 2009
Global Program Lead - Internal Control Framework
Credit Suisse
Development and Roll-out of global platform to manage internal Controls and Issues
- 4 years and 7 months, Jun 2002 - Dec 2006
Head Operational Risk Management
Clariden Bank
Established Bankwide SOX Compliance Ensure Basle II Operational Risk Process Analysis Revision Internal Control System Incident Management Development and Maintenance of Operational Loss Database
- 1 year and 2 months, May 2001 - Jun 2002
Consultant
Almafin-Jaeger AG
Consultant Credit Risk Management
- 3 years and 11 months, Jul 1997 - May 2001
Project Manager Credit Risk Management
UBS
Risk Reporting Analyst Data Warehousing
- 4 years and 2 months, Jun 1993 - Jul 1997
Journalist and Administrator
IDG AG/ Macworld Schweiz
Assistant CAD/ Mechanical Engineering
- 1 year and 1 month, Oct 1991 - Oct 1992
Junior Developer
ISU AG
Software Developer for Time Management Software
Ausbildung von Samuel Kessler
- 7 months, Jul 1998 - Jan 1999
MBA Course
University of Tulsa
- 1994 - 2000
Business Administration
Universität Zürich
Major: Banking & Finance Minors: Information Technology, Law
- 1992 - 1994
Mechanical Engineering
ETH Zürich
Sprachen
German
C2 (Verhandlungssicher / Muttersprachlich)
English
C1 (Fließend)
French
B1-B2 (Gute Kenntnisse)
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