Simon Maeder

ist offen für Projekte. 🔎

Angestellt, Head Cross Border Regulatory Program Management, UBS (vormals Credit Suisse)
Zürich, Switzerland

Fähigkeiten und Kenntnisse

Management
Compliance
Recht
Audit
Private Banking
Programm Management

Werdegang

Berufserfahrung von Simon Maeder

  • Current 3 years and 7 months, since Nov 2022

    Head Cross Border Regulatory Program Management

    UBS (vormals Credit Suisse)

    - Executing regulatory/audit reviews (incl. remediation) - Developing embedded compliance transformation (digitalisation) - Defining a corporate licensing compliance program - General advisory role for CB program - Team lead role

  • 1 year and 1 month, Oct 2021 - Oct 2022

    Head Cross Border Standards

    Credit Suisse

    - Setting/communicating/training cross border standards (policy, procedures), - Embedding CB standards into IT tools/workflows (digitalisation) - Executing regulatory/audit reviews (incl. remediation), - General advisory role for CB program - Team lead role

  • 5 years and 1 month, Sep 2016 - Sep 2021

    Senior Expert Cross Border Compliance

    Credit Suisse

    - Executing regulatory/audit matters (incl. remediation) - Enhancing the Cross Border framework across all business lines globally (incl. with regard to controls) - Providing classroom trainings (incl. to senior management) - General advisory role for CB program

  • 1 year, Sep 2015 - Aug 2016

    Head Regulatory Initiatives - Operational Readiness

    Credit Suisse

    - Managing cross border legal/regulatory and operational readiness matters for Digital Private Banking projects (e.g. proof of concept for product tool, CS UK app) in PB COO/Int'l Wealth Mgt COO - Team lead role.

  • 2 years and 8 months, Jan 2013 - Aug 2015

    Head Legal Cross-Border

    Credit Suisse

    Manage a team of ten lawyers which establishes guidance and provides support for all cross-border business of Credit Suisse globally (Investment Banking, Private Banking / Wealth Management, Corporate Banking, Financial Institutions, External Asset Managers, Global Securities Markets).

  • 1 year and 7 months, Jun 2011 - Dec 2012

    Co-Head Cross-Border Legal

    Credit Suisse

    Manage a team of six lawyers which establishes guidance and provides support for cross-border business in the Americas (Asset Management, Investment Banking, Private Banking), for the Corporate. Banking, Financial Institutions and External Asset Managers business areas globally and the Global Securities Markets function which focuses on custody services outside Switzerland.

  • 11 months, Jul 2010 - May 2011

    Head Legal Private Banking Latin America

    Credit Suisse AG

    Analysis, monitoring and manament of private banking cross-border and regulatory topics and market developments for the region. Covering the legal aspects of strategic projects and initiatives, including initiatives for the establishment of new presences in the region. Handling regulatory inquiries, investigations and proceedings and providing litigation support for the region. Outside counsel management. (this position ceased to exist due to a re-organization of the legal & compliance areas)

  • 3 years and 8 months, Nov 2006 - Jun 2010

    Senior Legal Counsel

    Credit Suisse AG

    Management of regulatory, legal and compliance aspects of new Private Banking business initiatives primarily in Europe, Middle East and Latin America, but also in Asia, including forming new companies, filing license applications with regulators, creating compliance frameworks, handling corporate matters of new entities, drafting client documentation and other contracts etc.

  • 2 years, Nov 2004 - Oct 2006

    Legal Counsel/Compliance Officer

    AIG Private Bank

  • 2 years and 5 months, Jun 2002 - Oct 2004

    Compliance Officer

    Zurich Financial Services

  • 1 year, Jun 2001 - May 2002

    Attorney, Associate

    Lenz & Staehelin (Geneva)

  • 10 months, Aug 2000 - May 2001

    Attorney, Foreign Associate

    Becker, Glynn, Melamed & Muffly (New York)

  • 3 years and 3 months, May 1996 - Jul 1999

    Court Clerk

    District Court of Lucerne

Ausbildung von Simon Maeder

  • 10 months, Aug 1999 - May 2000

    Law

    New York University School of Law

  • 3 years, Aug 1996 - Jul 1999

    Law

    University of Fribourg (Switzerland)

  • 4 years and 7 months, Oct 1989 - Apr 1994

    Law

    University of Fribourg (Switzerland)

Sprachen

  • German

    C2 (Verhandlungssicher / Muttersprachlich)

  • English

    C1 (Fließend)

  • Spanish

    B1-B2 (Gute Kenntnisse)

  • French

    B1-B2 (Gute Kenntnisse)

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