Tammy Tay

 Engaged in operations of transaction surveillance, which consists of transaction filtering, transaction monitoring, client screening and sanctions filtering.  Filter cross-border activities to comply with OFAC, EU, Country and Internal Sanctions.  Responsible for transaction surveillance analysis and managing incidents concerning unusual activities.  Follow-up on reports for investigation.  Risk Officer of Regional Transaction Surveillance Centre department, involved in assessment of controls/risk

 Reviewed client’s reconciliations of intercompany breaks, broker reconciliations, bank reconciliations.  Reviewed client’s internal controls on trade breaches monitoring, margin calls and trading limits  Performed compliance checks on financial institutions for compliance with regulatory authorities such as MAS  Performed asset impairment and going-concern analysis  Reviewed statutory financial statements to ensure compliance with the Singapore Company Act, Singapore Financial Reporting Standards etc