Thomas Witschi

As Head Compliance Switzerland and member of the Compliance Committee, European Governance Committee and the Man Investments (CH) AG Corporate Risk Committee. I am responsible for planning, designing, implementing and maintaining regional and companywide (coordinating role) compliance programs, policies and procedures that promote a corporate culture that fosters ethical and compliant behavior and provides the basis for ensuring adequate compliance with laws and regulatory requirements. I am in particular r

Senior Compliance Officer (Director) responsible for Europe, Middle East, Africa. This role contained: • Monitoring of and adherence to the regulatory provisions and contractual agreements with clients • Compliance Monitoring in asset management and the trading desk (execution desk) • Avoidance of conflicts of interest between UBS, clients and staff • Participation in working groups as representative of Compliance • Primary contact with Fund Management Companies (Switzerland and Luxembourg) inclu