Dr. Aline Laferriere
Fähigkeiten und Kenntnisse
Werdegang
Berufserfahrung von Aline Laferriere
- Current 7 years and 4 months, since Feb 2019
Senior Compliance Officer
Invesco Asset Management Deutschland GmbH
- 4 years and 4 months, Nov 2014 - Feb 2019
Compliance Officer
BlackRock Investment Management (UK) Limited, UK
Review and signing off of financial promotions and marketing material in 5 languages. Assisting German, Swiss, French, and Italian Compliance Officer in Reviews and Sign offs of German Marketing Material Providing advice on distribution and fund registration queries Review and Monitoring off Social Media Providing regulatory training to the business
- 1 year and 1 month, Sep 2013 - Sep 2014
Compliance Officer
M&G Investments
Approving/signing off financial promotions, liaising with marketing, updating/distributing prospectuses and KIIDs Project work: Financial Promotion Rules in Germany and Austria.
- 1 year and 7 months, Mar 2012 - Sep 2013
Compliance Officer
ETX Capital
Call monitoring in 5 languages • Legal/ Compliance Research • Communication with European Regulatory Authorities • KYC Approving/Signing off Financial Promotions in 5 languages Monitoring Financial Promotions, including social media • Law/ Regulation monitoring * Composing Regulatory Updates * PEP/ Sanctions monitoring (Thomson Reuters Database) * Monitoring activities of clients in High Risk Jurisdictions * Translation of company's Terms & Conditions', various translations for marketing and compliance
- 1 year and 1 month, Mar 2011 - Mar 2012
/head of Research
Compliancy Services
New Client Authorisations and Other Projects * Research * Marketing * Company support and Participation * Creation of library of regulatory updates * Translations * Drafting manuals and compliance monitoring programmes
Ausbildung von Aline Laferriere
- 2 years and 5 months, Oct 2005 - Feb 2008
Public international law
Leopold-Franzens-Universität Innsbruck
Human Rights, European Law, Constitutional Law
- 1 year and 1 month, Sep 2003 - Sep 2004
Public International Law
London School of Economics and Political Science
Human Rights, UN Law, Use of Force and Armed Conflicts, International Criminal Law
- 10 months, Sep 2001 - Jun 2002
Law
Cardiff University
European Law, Public International law, Maritime Law, Law of Torts
- 5 years and 6 months, Oct 1997 - Mar 2003
Law
Leopold-Franzens-Universität Innsbruck
- 6 months, Jan 1997 - Jun 1997
US Law
Harvard University Extension School
Intensive Writing Course: Introdduction to US Law and the Legal System
- 7 years and 10 months, Sep 1988 - Jun 1996
A-level
Bundesgymnasium Bludenz
Deutsch, Englisch, , Franzoesisch, Mathematik, Latein,
Sprachen
English
C1 (Fließend)
German
C2 (Verhandlungssicher / Muttersprachlich)
Spanish
B1-B2 (Gute Kenntnisse)
Italian
C1 (Fließend)
Swedish
A1-A2 (Grundkenntnisse)
French
C1 (Fließend)
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