Alizé Lemoine

* Projects management related to risk and compliance: Operational process improvements, regulatory updates of procedures and policies * Management of a team of risk analysts * Responsible for operational risks : keeping the ratio Net transactions/Total receivables within an assigned threshold * Management of the potential compliance patterns according to law requirements * Assistance to the Head of Compliance in relations with CSSF and CRF * Trainings: risk management of UCITS, MiFiD

* Managing projects related to operational risks and tools: Implementation and adjustment of risk screening tools, analysis of the needs as per the regulations, development of improvements and upgrades for the existing tools * Implementation of the whole risk and compliance framework: risk management policies and procedures, compliance manual * Performing company risk assessment and measurement, country risk assessment for the company * Responsible for communication with our risk agencies

* Main project Setting up operational and tailored processes for a new large institutional client * Managing risks and processes associated with securities operations on European markets

* Processing and execution of operations: purchases and sales of securities, forex, deposits, trusts and cash flows * Risks management and solving problems related to securities and cash operations * Participating in projects to improve processes and operational tools * Internal training: computer applications, OPC regulations, Fight against the financing of terrorism and money laundering

* Meeting and advising clients with products and services (30%) * Managed front desk (cashier) and cash points * Internal training: taxation, financial market and instruments, insurances