Kim Kingstone

Monitored portfolio limits across asset allocation, geographies, industries, and ESG exclusions, ensuring full compliance with regulatory standards resulting in zero material breaches during my tenure Accurately executed over 1,200 equity and bond market orders per quarter, complying with all relevant regulations and reporting any suspicious trading activity Automated portfolio performance review generation using Excel, leading to time savings of 2 hours per week

Processed over 200 foreign exchange transactions monthly, ensuring execution of cross-border payments and timely settlements while complying with AML procedures Collaborated with clients to facilitate account openings, providing guidance on AML requirements and ensuring compliance with regulatory standards Delivered detailed tax, performance, and regulatory reports to 550 clients quarterly

Opened over 80 accounts per month, ensuring data was accurately entered into CRM system and compliance with all legislation Complied with AML/CFT legislation and followed Common Reporting Standards Efficiently opened accounts for complex entity structures, including Trust partnerships, and charitable organisations Developed training materials and provided ongoing training and support