Marc Affolter

Enterprise Risk Management for the APAC region / division

Further development of the Group-wide Risk Appetite Framework to adapt to the evolution of accounting rules and regulation in close cooperation with Treasury, Finance and risk model owners. Implementation of adapted Risk Appetite Frameworks in a number of entities. Risk assessment of the annual business plans for Group and key legal entities. Various ad hoc activities related to capital adequacy and post-stress capitalization.

Engagement in a number of projects and special tasks of different nature to enhance the integrated Risk / Finance / Treasury reporting and and analytics to meet regulatory requirements (e.g. Basel III capital framework). Determination of Business Risk, evaluation of overall scenario impact on capital strength and the firm’s risk capacity. Contribution to related ad hoc reports, performance analysis as well as management information on behalf of the board of directors, senior executives and regulators.

Identification and assessment of risks of different nature (Credit, Market, Operational, Reputation, etc.) within divisions (Investment Bank, Wealth Management, Asset Management) and on group level. Contribution to strategic risk-related projects. Consulting and supporting divisional representatives in risk matters and implementation of risk mitigating measures. Leading or participating in various reviews and assignments with broad coverage of aspects and functions. (01/2007 - 09/2008 in Hong Kong)

Analysis and reporting on various risk matters, development and calibration of new/revision of existing rating tools (counterparty and transaction based). Establishment rating guidelines and educational documentation for standard rating process, advisory credit officers in non-standard rating issues. Merging credit officers’ single case view with methodological framework approach. Contribution as project member or manager to several projects such as standardised credit process or Basel II related matters.

Credit Officer Corporate Clients

Credit Officer

Processing of capital market transactions