Nigel Caine

• Counseling over 100 candidates on all aspects of their job search, from drafting resumes to interview preparation • Conducting business development and representing clients with their candidate searches • Responsible for my personal organization in time management, and daily planning and execution

Performed audit and financial statement assurance on public and private companies in the financial and manufacturing industries. • Substantive procedures and analytics using Excel. • Quarter-End audit planning • SAS 65: Review • Budgeted to actual costs review • “Out-of-Period” testing using Excel • Walkthroughs of multiple processes including Payroll, Sales and returns, and compensation & benefits

ABN AMRO/LaSalle Bank Engagement • FAS 91 deferred loan fee testing • US GAAP/IFRS reconciliation • Walkthroughs of control procedures • Substantive procedures: Analytics of Quarterly financials: Budget to actual comparison, Ratio recalculation and PY comparison, Journal Entry Testing, Significant Transaction review; SAS 65: internal control re-testing; • Participated with the engagement planning, budgeting, billing, and regulations compliance

• Coded and ensured approval for invoices and subsequent checks, according to internal control procedures

• Utilized Excel to efficiently maintain the trading and company accounts • Enabled the streaming of live trade data (liquidation value, delta, volatility, volume) from CQG to Excel • Reconciled accounts daily to FCM Statements, and monthly to Bank Statements • Performed ad hoc analysis and presentation of data as needed

• Created user guides and gave personal instruction • Marketed the benefits of programs • Performed troubleshooting of issues • Created and maintained the customer technical support database • Trained two employees to perform my position after resigning • Liaison between technology users and all ADMIS Departments • Assisted ADMIS departments with understanding of technology programs • Streamlined the setup process for new account holders to allow access within 24 hours

• Conveyed paper, electronic and hand orders from other firms and traders to my brokers in the DJIA futures Pit

Audit