Omkar Singh Devi CFE CCEP I

• Managing regulatory & statutory compliance for the Manufacturing and R&D business units, Biologics Development Centre, API Sales and Pharmaceutical Services. • Ensuring the business is run in adherence to Anti-Corruption laws like FCPA, UK Bribery Act etc. • Managing staff compliance with marketing code in case of interaction with HCPs’. • Review of agreements and advising suitable clauses on Anti-Corruption laws, Trade Sanctions etc. • Review of clinical trial agreements. • Liaising with management.

Managed Ethics and Compliance program for LBI operations in Asia, Africa, France and Eastern Europe • Made significant enhancements to the Compliance program across Asia and ensured successful navigation of the US DOJ monitorship. • Collaborated with Louis Berger business units and departments to raise awareness of the ethics and compliance program and ensured accountability for adherence to the same • Conducted Fraud Investigations received via various channels including Ethics Helplines.

• Financial Crime program management for the One Bank Plc. UK. • Preparing Standard Operating Procedures in line with the Financial Crime regulatory framework. • Review of Money Laundering Suspicious Activity Reports received from the bank's branches in UK and if appropriate, reporting to the Regulatory Authority in UK. • Liaising with UK police for discussing suspicious activities identified in the accounts of the customers.

• Anti-Bribery and Corruption program management, in line with FCPA/UK Bribery Act requirements. • Gifts & Entertainment policy implementation including approvals/monitoring. • Investigation of alleged rule/regulatory breach complaints received from staff. • Managing Contracts Due Diligence process for agreements signed with third party vendors from Anti-Bribery and Corruption, AML and Outsourcing regulations/guidelines (e.g. OECD) perspective • Overseeing risk assessment of third-party contracts.

• Discharging the compliance officer accountabilities set out in Group Standards Manual. • Review of AML Suspicious Activity Reports prepared by Transaction Monitoring team. • Call monitoring to verify staff adherence to various regulations like US Debt Collection laws etc. • Review of customer onboarding to ensure adherence to KYC norms etc. • Preparing migration documentation for processes outsourced to Service Delivery centers in India (e.g., Cross Border Data checklist etc.)