Dr. Samuel Mendez

Regulatory Compliance: Regulatory requirements for portfolio management and advisory services according to MiFID II, KAGB, WpHG, WpDVerOV and MaComp. Legal Inventory for data reporting services (APA/ARM) according to MiFID II/MiFIR (Level 1) and RTS/ITS (Level 2) Regulatory Reporting: BAIS manual delivery of security accounts to reporting software for credit risk mitigation purposes in the Own Fund Requirements reporting (CRR/CRD IV).

Legal advice on Basel III, CRD IV/CRR, technical standards; Overview of liquid assets for LCR classification according to delegated act; Preparation of the Daily Liquidity Report; Implementation study of Asset Encumbrance report; Analysis of Monthly and Quarterly 2014 reporting figures; Development of LCR alignment tool for reporting software; Analysis of reporting requirement and characteristics according to CRR; Support in Pillar III Own Fund disclosure.

Assistance to Regulatory Reporting Team; Accounting Research: treatment of derivatives and hedge accounting under IFRS accounting standards; Verification of test data; Assistance in the development and implementation of technical concepts in regulatory reporting (COREP); Adjustment of master data in preparation software.

Drafted motions and brief, Analyzed legal documents, studied proceedings and followed up on civil and criminal law suits. Creation, draft and registration of articles of incorporation

Thema der Doktorarbeit: “The external influence of third parties on national collective labor regulation and the weakening of trade unions during the economic crisis”

I did a Master degree in International Business Law (LL.M). I learn about the main issues in international business transactions, US Corporate Law, Financial Law, investment protection and arbitration.

First university degree (Licenciatura). My studies focused on Law and Political Science.