Yogesh Bansal

• Performed end-to-end KYC on Periodic Review by obtaining the information from clients and publicly available source to independently verify the information (i.e., Lexus Nexis, World Check, Internal Databases) • Validate the due diligence (Enhanced Due Diligence, Customer Due Diligence & Simplified Due Diligence) depending on the outcome of the risk assessment; Evaluate the questions to be asked to the client depending on the risk • Understand the risk of the clients using the industry risk pillars

• Ensured all KYC/AML documentation complies with the laws of relevant jurisdiction along with Bank’s policies. Ability to analyze client business and assess risk associated. • Understanding the client requirements basis their business and prioritizing the work to ensure client’s deliverable are met. • Raising red flags to any potential issues regarding Legal, Reputational risk, Sanctions risk, Negative news while reviewing client documentation and utilizing publicly available data sources.

• Responsible for performing Client Review and approving new customer account documentations and supporting information to determine whether they satisfy the client on-boarding identification requirements and conduct the background screening. • Analyzing the Business activity of customers (part of KYB) and perform assessments on the Risk rating based to their profile and determine if further escalation is required. • Performing compliance and KYC checks on prospective and existing clients.