Akshay Vaidya

Led outsourcing governance and vendor compliance (MiFID, SFTR, KYC, Client Assets) as 1LoD. Conducted RCSAs, control effectiveness reviews, and vendor risk validation; drove remediation. Designed operational risk frameworks and ensured audit-ready governance across Finance, Collateral, and Client Ops. Managed reporting for senior stakeholders; delivered a 40% efficiency gain via automation. Served as primary escalation point for complex, cross-functional client management issues.

· Managing day to day investment queries for Investment Managers & Clients · Providing Custodian Services in resolving issues for Trades, Corporate Actions, Settlements, Foreign Exchange, Tax, Security Setups/ Account Setups and many more activities. · Single point of contact for clients & IMs in the bank for all their investments queries with Custodian. · Preparing and maintaining Service Level Agreement, Key Performance Indicators, Productivity/Capacity Utilization Matrix for the team.

· Managing Equity Trades Settlements, Cash & FX Non-receipts for US Based Client. · Primarily Monitoring Unmatched Trade Fails and Cash Settlements and FX Non-receipts · Responsible for Fail Trade Reporting with highest level of accuracy along with timely delivery of reporting · Liaising with Internal and external stake holders for resolution of Trade and Cash & FX fails. · Responsible for Managing Daily/ Quarterly & Annual Task (Attendance/ Claims/ Appraisals) for my Team

Senior Representative/ Process Lead · To setup inbound records (Accounts) in TradeFlow to receive trades from IM. · Setup linkage of Brokers in Omgeo - CTM & WebSTP for matching Domestic & Global Trades. · Setup Inbound & Outbound records in TradeFlow for Straight through Processing of Trades. · Responsible to identifying and reporting Zero Day Breaks and Missing Transactions for Cash & Position Reconciliation.