Catherine Danner

 Providing advice to senior bankers on all aspects of reputational and regulatory risk  Providing input to the bank's policies, procedures and guidelines  Interracting with the FSA Being involved in the position of training on and testing of banker's knowledge of Compliance policies an procedures

 Carried out AML/KYC checks on all counterparties covered by the offices in Germany and Switzerland (including enhanced due diligence and reputation checks).  Was involved in most projects concerning lending, acquisitions and takeovers from an AML perspective.  Conducted presentations and provided training on KYC and tools used by business lines to comply with the bank’s AML requirements.  Updated policies, procedures and implementing new systems and controls.

 Performed legal research and prepared memoranda of law.  Prepared and negotiated security documents, formalities certificates and corporate minutes.  Performed legal translation (English/French and French/English) and provided assistance in case preparation.

 Performed monthly analysis on P&L and Balance Sheet variances and prepared board packet for Senior Management.  Researched and resolved both current and historical inter-company out of balances among different legal entities.  Provided assistance with month-end close and settlement processing which requires communication with managers at various levels thoughout the firm.

 Reviewed audit material to ensure testing completeness and fairness in accordance to US GAAP.  Participated in audit review meetings with upper management and external auditors.  Coordinated Sarbanes Oxley (SOX) related issues with Global Markets and Investment Banking (GMI) managers and external auditors.  Issued monthly reports tracking internal control deficiencies and other key deliverables.

Financial Markets

Management Business Administration

International Business, Accounting, Audit, Finance, Marketing, Management