Dr. Gary Chia-Hsing Li
Fähigkeiten und Kenntnisse
Werdegang
Berufserfahrung von Gary Chia-Hsing Li
- Current 2 years, since Jun 2024
Member of UK FCA Secondary Markets Advisory Committee
UK FCA
- Current 3 years and 2 months, since Apr 2023
Head of Regulatory Affairs, EMEA & APAC
MarketAxess
- 3 years and 11 months, Nov 2020 - Sep 2024
CWG member of ESMA SMSC
European Securities and Markets Authority (ESMA)
- 3 years and 7 months, Sep 2019 - Mar 2023
Head of Regulatory Affairs
Saxo Bank
- 1 year and 11 months, Oct 2017 - Aug 2019
Senior Business Developer - Regulatory Programme
Saxo Bank
- 5 months, May 2017 - Sep 2017
European Financial Regulation Expert
RegConsulting
- 6 months, Nov 2016 - Apr 2017
Regulatory Consultant
MeJuvante GmbH
Working as an regulatory consultant providing compliance and regulatory services to financial institutions in the EU or from the non-EU countries. There are four major focuses of my services: 1. Capital markets regulation: MiFID II/MiFIR; MAD/MAR; AIFMD; EMIR; UCITS; SFTR; CMU; etc. 2. Banking regulation: Benchmark Regulation; CRD/CRR; BRRD; SSM; SRM; EBU; etc. 3. Insurance regulation: IMD/IDD; PRIIPs; Solvency II; etc. 4. Financial consumer law: ECD; UCPD; UCTD; Distance Marketing Directive; etc.
- 2 years and 10 months, Jan 2014 - Oct 2016
Regulatory Consultant of Scottish Government
Edinburgh Law School
regulatory consulting services; strategy analysis of European financial regulation
- 1 year and 3 months, Oct 2012 - Dec 2013
Lawyer/Certified Public Accountant
H.D.G.W Law Firm
consulting services; ERM services; compliance/regulatory services
- 1 year and 4 months, Sep 2012 - Dec 2013
Business Analyst/Compliance Officer
The Restless Rock Insurance Brokers Group
compliance risk analysis; compliance risk strategy designing and implementation; insurance arrangement
- 4 years and 4 months, Sep 2009 - Dec 2013
Senior Lecturer in Financial Law
GET Educational Institute
legal training; compliance workshops
- 1 year and 1 month, Oct 2011 - Oct 2012
Professional Consultant
National Pension Supervisory Commission, Ministry of the Interior
complaints handling; disputes resolution
- 1 year and 1 month, Sep 2010 - Sep 2011
Business Research Assistant
Financial Supervisory Commission
data collection; stakeholder management; seminars and workshops arrangement
- 1 year and 2 months, Sep 2009 - Oct 2010
Business Research Assistant
National Chengchi University
data collection; policy analysis
- 3 months, Jul 2010 - Sep 2010
Business Analyst
Yuanta Financial Holding Company
due diligence; legal and compliance risk identification; M&A
- 1 year and 2 months, Jun 2008 - Jul 2009
Research Assistant
Institutum Iurisprudentiae, Academia Sinica (IIAS)
data collection and analysis
Ausbildung von Gary Chia-Hsing Li
- 3 years, Jan 2014 - Dec 2016
Law
The University of Edinburgh
European financial law; international financial regulation
- 10 months, Sep 2009 - Jun 2010
Risk Management and Insurance
National Chengchi University
ERM; compliance risk management; legal risk management
- 3 years and 10 months, Sep 2009 - Jun 2013
Commercial law
National Taiwan University
Capital market regulation; securities regulation
- 3 years and 10 months, Sep 2005 - Jun 2009
Law
Soochow University
Sprachen
English
C1 (Fließend)
Chinese
C2 (Verhandlungssicher / Muttersprachlich)
German
A1-A2 (Grundkenntnisse)
Japanese
A1-A2 (Grundkenntnisse)
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