Naveen Yadav Thota

• KYC Review for Corporate entities (different entity types) and Individuals clients – performing review of client based on the Risk and country regulatory requirements which client is contracting with as per UBS CIP (Client Identification Program). • Current role is Approver whose main responsibility is to verify all the information or documents of client gathered by analyst CIP requirements and providing relevant feedback to analyst on missing info and how to obtain or source them

• Account opening – Scrutiny of KYC documents. • Providing training for Branch sales officers • Ensuring all the account opening documents and information are in place • Reaching out to Branch Manager and relationship managers for any missing information. • Account Servicing – Performing Review of KYC for the retail and current accounts raised by Bank Branches. Update information in system as per client amendment request.

banking

computer science