A H M Rafiut Tafsiri

- Part of Large Corporates & Institutions KYC Team for Nordea London Branch - Assigned as Cell Coordinator and Subject Matter Expert (SME) for the Team. - Team’s portfolio Allocation - Distribution, Follow-up and Assessment - Trainer, Coach and Mentor for the Team Engaged in several Process Piloting, SII Mitigation and Improvement - Performing onboardings, Periodic Reviews and 4eyes for all risk classes - Liaison & Reporting to Senior Management

- Development of documentation for business establishment following regulatory requirements - Building relationship with associated stakeholders and legal firms in different jurisdictions - Successfully onboarded Membership with MSI Global

- Customer communication via calls and emails - Documents verification and identification of fraudulent applications - Loan disbursements, Recalculation and assistance in Financial Difficulties

- Discretionary/Non-discretionary fund management and client communication - Transaction monitoring and regulatory report submission - KYC for onboardings and periodic reviews

- Trade execution on MSA-Plus and Flex-TP platform. - Client procurement/management and KYC for B/O openings - Stock Analysis and Individual Fund Management

- Performed integrated functional responsibilities between the back office, other departments and top level management. - Transaction monitoring and trade execution on TESA and MSA-Plus. - Report preparation of loan disbursements and allocation on equity basis. - Follow up High Net worth Clients’ - Investment and make communication for status update.