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Bhaskar Roy

is working from home. 🏡

Angestellt, Senior Compliance Associate - MSS, Moody's Corporation
New Delhi, Indien

Fähigkeiten und Kenntnisse

Regulatory Affairs
Compliance
Surveillance
Due Diligence
Risk Assessment
Private Banking
Quality Assurance
Advisory Services
Research Analysis
Data Analysis
Forex

Werdegang

Berufserfahrung von Bhaskar Roy

  • Bis heute 9 Monate, seit Aug. 2024

    Senior Compliance Associate - MSS

    Moody's Corporation

    As a Senior Compliance Associate, I work in a dedicated team supporting a global Compliance & Regulatory framework. Responsibilities Include: * Perform continuous testing and examinations of ratings processes for compliance with internal policies and procedures. * Develop test procedures related to Surveillance reviews supporting the ratings process. Document workpapers for all reviews performed. * Support Compliance Surveillance reviews while working with Compliance team members.

  • 2 Monate, Juni 2024 - Juli 2024

    Sr. QA Associate - (Ratings-Operations)

    Moody's Investors Service

    As a Senior QA Associate, I worked in a dedicated team supporting a global Quality Assurance (QA) framework. In this role I was required to understand an operational process, identify inconsistencies based on understanding MIS policies and procedures, liaise with global stakeholders to investigate and remediate inconsistencies, provide a high level of service and track and report on activity. Responsibilities Included: * Source required documents to perform a QA review.

  • 3 Jahre und 9 Monate, Okt. 2020 - Juni 2024

    QA Associate - MgmtOps TechRisk

    Moody's Investors Service

    As a QA Associate, I needed to work in a dedicated team supporting a global Quality Assurance (QA) on an established process of obtaining and providing deal records for processing. In this role, I was required to understand an operational process, navigate various data environments to source deal documents, perform document integrity checks, provide a high level of service, and track and report on activity. Responsibilities Included: * Sourcing related documents efficiently * Perform QA reviews

  • 1 Jahr und 3 Monate, Aug. 2019 - Okt. 2020

    QA Assistant - RTS MSC, ODC - Middle Office

    Moody's Investors Service

    As a QA Assistant, I work in a dedicated team supporting a global Quality Assurance (QA) framework. In this role I will require to understand an operational process, identify inconsistencies based on understanding MIS policies and procedures, liaise with global stakeholders to investigate and remediate inconsistencies, provide a high level of service and track and report on activity.

  • 6 Monate, März 2019 - Aug. 2019

    Financial Data Associate - RTS MSC, ODC - Middle Office

    Moody's Investors Service

    As a Financial Data Associate, I worked in a dedicated team supporting diverse processes including workflow management reporting, data entry and invoicing support. In this role, I required to understand operational process, navigate various data environments to make data updates, perform data integrity checks, provide a high level of service and track and report on activity.

  • 9 Monate, Feb. 2018 - Okt. 2018

    Research Associate

    WNS Global Services Pvt. Ltd.

    Responsibilities : Database up gradation, modification and alteration. Working with LinkedIn, Factiva, Capital IQ, Hoovers, Manta, Yelp, Google Search, Bloomberg etc. My job is to Create or Update profile of different individuals (i.e., of our client's) across the globe in Beacon (a database). I work as an Data Analyst for Russell Reynolds Associates. I help them manage the portfolio of various CEO, CFO, MD, Non-Executive, Executive and Independent Directors. I have to deal with BordEX profiles often.

  • 1 Jahr und 4 Monate, Okt. 2016 - Jan. 2018

    Associate Ops

    WNS Global Services Pvt Ltd.

    Responsibilities : Database up gradation, modification and alteration. Working with LinkedIn, Factiva, Capital IQ, Hoovers, Manta, Yelp, Google Search, Bloomberg etc. My job is to Create or Update profile of different individuals (i.e., of our client's) across the globe in Beacon (a database). I work as an Data Analyst for Russell Reynolds Associates. I help them manage the portfolio of various CEO, CFO, MD, Non-Executive, Executive and Independent Directors. I have to deal with BordEX profiles often.

  • 3 Monate, Juni 2014 - Aug. 2014

    Intern (Management Trainee)

    Sonali Bank Limited

Ausbildung von Bhaskar Roy

  • 2 Jahre und 1 Monat, Aug. 2013 - Aug. 2015

    Master of Business Administration

    West Bengal University of Technology

    Financial Management as major and Marketing Management as Minor

  • 2 Jahre und 11 Monate, Aug. 2010 - Juni 2013

    Bachelor of Commerce

    University of North Bengal

    Accountancy, Business Management and General

Sprachen

  • Englisch

    Fließend

  • Bengali

    Muttersprache

  • Hindi

    Muttersprache

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