Dominic Franchi

Angestellt, Compliance Risk (Vice President), Credit Suisse
Zürich, Switzerland

Fähigkeiten und Kenntnisse

Metrics (Forward looking Key Risk Indicators (KRI)
Risk Reporting
KYC/AML
Client Formalities
Suitability & Appropriateness
Cross Border
Internal Fraud
Compliance Surveillance/Monitoring
Flow of Funds
Supervisory Controls
Quality Assurance
Risk management

Werdegang

Berufserfahrung von Dominic Franchi

  • Current 4 years and 8 months, since Oct 2021

    Compliance Risk (Vice President)

    Credit Suisse

  • 1 year and 11 months, Nov 2019 - Sep 2021

    Senior Risk Manager - CRO Risk Management International & Governance (Director)

    Bank Julius Bär
  • 3 years and 10 months, Jan 2016 - Oct 2019

    Risk Oversight - International Wealth Management Compliance (Vice President)

    Credit Suisse

    Monitor Risk Metrics (Forward looking Key Risk Indicators (KRI), Control Performance Indicators (CPI)), Compile Risk Assessment and Risk Reporting to Senior Management (e.g. to Board of Directors, Div. Risk Mgmt. Committee), Constantly improve metric landscape, define and implement new metrics Projets: Define and implement new forward looking KRIs, Coverage Extension of metrics to Int. Locations, Automate Reporting process

  • 6 months, Jul 2015 - Dec 2015

    Business Risk Manager - Private Banking & Wealth Management

    Credit Suisse

    Divisional Private Banking & Wealth Management: Key Risk Indicators, Reporting to Risk Committees, Implementation of PB&WM Metrics Governance Framework, Implementation of regulatory requirements

  • 2 years and 5 months, Feb 2013 - Jun 2015

    Business Risk Manager - Global Operations

    Credit Suisse

    Responsible for the global Executive Risk Reporting; analyse and monitor Key Risk Indicators (KRIs); interpret and communicate the results to the business areas; perform the quality assurance process to identify risk positions on depots and accounts; monitor quality of supervisory controls; identify and establish new Key Risk Indicators; improve the reporting process; lead a project to implement a quality assurance process to improve the risk identification on depots and accounts

  • 1 year and 6 months, Aug 2011 - Jan 2013

    Controller

    Credit Suisse AG

    Financial Control - Global

  • 1 year and 4 months, Apr 2010 - Jul 2011

    Junior Controller 60%-80%

    Credit Suisse

    Financial Control - Global

  • 7 months, Jan 2009 - Jul 2009

    Internship

    Bentour Swiss AG

    Marketing and Sales

  • 1 year and 6 months, Mar 2007 - Aug 2008

    Student Assistant

    HfWU Nürtingen

  • 7 months, Mar 2006 - Sep 2006

    Internship

    Festool GmbH

    Marketing and Communication

  • 6 months, Sep 2004 - Feb 2005

    Internship

    Robert-Bosch GmbH

    Corporate Sales & Marketing Automotive

Ausbildung von Dominic Franchi

  • 2 years, Sep 2009 - Aug 2011

    Business Administration

    ZHAW (Zürich) - School of Management and Law

  • 4 years and 7 months, Oct 2003 - Apr 2008

    Economics

    HfWU Nürtingen (Germany)

    Major fields of study: World Economy and Marketing

Sprachen

  • German

    C2 (Verhandlungssicher / Muttersprachlich)

  • English

    C1 (Fließend)

  • French

    B1-B2 (Gute Kenntnisse)

  • Spanish

    A1-A2 (Grundkenntnisse)

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