Grace Spence

• Head of SEC Reporting • Writing of the annual report on Form 20-F and all quarterly reports in US GAAP to the SEC through coordination with the accounting, treasury and legal departments • Development of strategic solutions for responses to the SEC with respect to SEC Comment Letters • Coordination and project management of financing transactions – specifically bond offerings under 144A and CSSF Prospectus Law

• Writing of the annual report on Form 20-F and all quarterly reports in US GAAP to the SEC through coordination with the accounting, treasury and legal departments • Coordination and project management of financing transactions – specifically bond offerings under 144A and CSSF Prospectus Law • Creation of internal strategies for compliance with FASB and SEC pronouncements and rules for disclosure in quarterly and annual filings

• Developed and implemented a swap program for a privately held mutual fund complex • Developed and implemented audit and financial reporting programs for a set of privately held liquidating trusts • Lead client and service provider contact for multiple cycles throughout the year for a major complex of mutual funds • Key leader in creating strategic plan for engagement completion by utilizing staff in their areas of expertise and providing areas of growth for the team's overall improvement