Thomas Heeb

Head of Operations, HR, Finance & Accounting and Business Development

Responsible to ensure timely and correct FATCA, AEI/CRS, QI, Financial Transaction Tax reporting to the respective tax authorities Manage a team of specialists, onshore in Singapore and offshore in India to ensure timely and correct reporting to the respective tax authorities in Singapore, Hong Kong, Australia, Taiwan, South Korean, Thailand, Malaysia.

Establishing the function in the newly created RSG function in the APAC COO division as well as run the Volcker Rule (Dodd Franck) APAC coordination function Establish the business management as well as the Risk & Control Function to centrally assist to build the new RSG function, established to cover Regulatory, Client and Tax Reporting across the APAC division Establish the APAC coordination function for the Volcker Rule (Dodd-Frank regulations)

Responsible for client on-boarding and client data management, Client Tax Reporting, Client Reporting, Tax competence Center, Regulatory remediation support Managing a function of 50 staff overall, 4 direct reports at VP / AVP level across Singapore and Hong Kong and India

Responsible for Client Onboarding and Client Data management, Payments, Sanctions screening, Securities master data, Tax competence Centre / FATCA reporting, Structured products life cycle management, Fees Processing, Reconciliations Services Supporting the Private Banking units in Singapore, Hong Kong, Australia & Japan.

Responsible for Securities Settlements, Asset Servicing and Trading Middle Office, Securities Master Data and Securities Transfer/Custody Manage a function of 60 staff overall, 4 direct reports at VP / AVP level across Singapore and Hong Kong Ensure daily operations and drive change to increase efficiency and controls

Team leader and coach for a team of Black Belts conducting various projects focused on efficiency and / or offshoring Coach and support the project managers in addition to their respective Master Black Belts Face off Senior Management and project sponsors Run my own Lean Sigma Projects as Black Belt

Heading a team of account managers supporting Institutional Clients and Family Offices in their daily operational needs Provide global custody services to Swiss based Pension Funds, External Asset Managers and Family offices and Foreign banks

Assignee from head office to assist building an onshore Securities Administration as part of an initiative to up onshore private banking capabilities Assist the local team to implement new core banking and securities processing systems Establish and document new processes for corporate actions, income processing and securities settlements Train local staff on corporate actions

Training Assignment Processing corporate actions and income events

Providing Corporate Actions services for Private/Retail Banking clients Inform clients of corporate events and process all events covering US, UK and Asian Securities

Cashier, handling cash, cheques, remittances, FX for wholesale banking clients

Trainee in all key areas of retail banking as part of a 3-year program covering • Accounting • Cash / teller services • Securities Operations • Mortgage / Loans

Economics Finance & Accounting Marketing Projektmanagement HR Management Strategic Management Tax