Alaap Thomas Alex

-Led 10-member team on SOX remediation, reviewing 2,000+ legal docs across systems. - Ran EMIR consent for 60+ platforms, achieved 95% compliance, reduced escalations. - Worked with AI/NLP to automate agreement extraction, cut manual review by 40%. - Enforced doc controls and QA for structured product agreements to meet global standards. - Coordinated with Legal, Product & Risk to ensure timely docs and regulatory deadlines.

Led project management initiatives for regulatory compliance and technology adoption. Developed Alteryx automation solutions for NFA-compliant trade categorization improving accuracy by 40%. Ensured MiFID II and BRRD compliance across derivatives operations. Managed LIBOR to RFR transition impacting 300+ contracts. Led UAT, system testing, and client onboarding. Improved Initial Margin calculation methods per BASEL 3 standards. Collaborated with global stakeholders on process optimization.

Drafted and negotiated ISDA Master Agreements and Credit Support Annexes ensuring regulatory compliance. Partnered with stakeholders and external counsel for robust contractual frameworks. Managed high-volume contract administration and reviews. Standardized ISDA negotiation procedures improving turnaround time by 30%. Supported derivatives trading with legal documentation expertise. Ensured compliance with Dodd-Frank and EMIR regulations.

5 Years Course