Thomas Leung

1. Japan Regulatory Reports Analysis ・ Written English specification of Trade/Position-related regulatory reports and FIEL legal ledgers. Reviewed specification and obtained business sign-off. This enables automation of report generation. 2. Back Office Process and Platform Standardization ・ Review existing back office process flow and platforms for flow rates products. ・ Recommend steps to align Japan process flow and platforms to fire-wide standards in order to improve efficiency, processing capacity

Out of job market following downsizing at Deutsche Securities Inc.

Osaka Stock Exchange Covered Warrants / OTC Equity Derivatives Market Making Platform Implementation 1. Managed implementation schedule, requirements analysis, collaborated with global platform owner, overseas development resources, performed connectivity tests, UAT coordination and production support of the market making platform. 2. Platform performs market making, pricing, responses to quote request, connects to external pricing grid, trade capture, STP to downstream position keeping platforms

Fidessa Quality Assurance 1. Analyzed and clarified new business requirements/system enhancements, prepared, developed, verified and maintain test cases in central repository. 2. Executed integration tests, exchange connectivity tests, regression tests. Escalated defects to vendors, followed up defects resolution, reported test results, analyze business impact and severity of outstanding issues.

Out of job market following downsizing at Royalblue Financial Limited.

Fidessa Implementation 1. Managed Fidessa implementation (OMAR,TMAR,FDA) at HSBC, ABN AMRO. 2. Conducted requirements analysis for HSBC to establish connectivity to Taiwan Stock Exchange and Korea Stock Exchange.

Out of job market following merger between Jardine Fleming, Robert Fleming, Chase Manhattan and JP Morgan.

1. Sungard Infinity and Equimax Implementation * Managed implementation of Sungard Infinity and Equimax for Equity Derivatives and Structured Product Trading. * Organized requirements analysis workshops to elicit, clarify and verify business processes and information flow. 2. Platform Evaluation * Evaluated Sophis as potential risk management platform for derivatives trading. * Performed on-site evaluation of index future trading platform at Mumbai office in India.

Front Office Support 1. Provided production support of basket order management system. 2. Provided trader support and liaised with back office settlement staff.

1. Platform Evaluation * Evaluated middleware messaging platforms to facilitate information exchange between front-office and back-office systems. 2. Feasibility Study * Conducted feasibility study of Sungard Infinity and Equimax as risk management and position keeping platform for equity derivatives trading.

Fixed-income Trading System Support 1. Performed upgrade of a proprietary Fixed-income Trading and Risk Management system to manage global position and risk. (database upgrade, GUI, scenario analysis, download data to spreadsheet) 2. Provided day-to-day production support of fixed-income trading system which performs position revaluation, P&L calculation and trade STP to downstream system (data quality check, data import check, PVBP, duration)

HK Stock Exchange System Development 1. Developed real-time database mirroring utility to synchronize transactions between primary and hot-standby database. 2. Organized and performed resilience tests by simulating single point failure scenarios (e.g. CPU failure, critical process failure, LAN segment failure…etc).

Finance

Business Systems Analysis and Design